Compliance Should be value adding
REGSERV giving you the edge
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Compliance Value-adding Service

At REGSERV we understand the headaches that a FSP has when it comes to compliance and Fit & Proper requirements. 

With our services, we will HELP you navigate the compliance world.





Compliance Monitoring Function  

With our ethos of HELP rather than just giving advice, we will give you back the time to do what you do best... doing business.

From FSP registering to day to day compliance, We can do it all.

Non-Compliance Prevention

The old adage says, prevention is better than cure.

 At REGSERV we start you off on the right footing to HELP mitigate unintentional non-compliance.

Compliance for legal practitioners

One of the amendments in the FIC Act impacts Legal Practitioners. “A person who is admitted and enrolled to practice as a Legal Practitioner as contemplated in section 24(1) of the Legal Practice Act is now regarded as an accountable institution.

 
Speak to us to see how we can assist you to comply with the latest amendments
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Explore Our Services

Our External Compliance Services

We know that the world of compliance can be daunting with vast regulations demanding compliance. With our HELP we assist our FSP clients become and stay compliant easily.

Free Consultation

From pre-take-on we will conduct a free "Fact Finding" mission to identify any holes in your current compliance activities to mitigate the chance of unintentional non-compliance.


  • ongoing Compliance Monitoring services:
  • regular reports to FSP management:
  • Interaction with FSCA & FIC on behalf of FSP Clients:
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success with us
why choose us

We take the headache out of trying to keep up with all the latest regulations, government gazettes and news in the FAIS, FICA, POPIA, PAIA and FSCA worlds. 

 We provide all our clients with an easy to read breakdown of any changes to the Acts or regulations allowing and helping you to make any changes quickly and effectively.

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Business Planning

At Regserv we assist with your business planning in terms of FAIS compliance.

Ensuring your best practices are kept up to date and documentation is correct.

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Risk Management

We provide our clients with an upfront "Fact Finding" day to determine their compliance status to mitigate risk in terms of FAIS, FICA, POPI and PAIA non-compliance etc..

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Cost Vs Value

Our Value adding service translates to bottom line results. We make sure that the compliance function adds value and is not just additional costs

are you looking for professional advice?

Keeping our clients up to date with all the latest regulations will ensure that they stay compliant. Keeping in constant contact with our Clients and providing them with advice on all regulatory matters and FSCA concerns. Helping to keep staff fit and proper and mitigate their risk on the business.

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testimonials
what our client say

At Regserv we take pride in our service and make sure our clients needs are met at all times. 

After Searching for a long time for an external compliance officer, we are so happy to have found Regserv. 

They helped us with our new brokerage from start to license being issued which only took a month.

As a new broker they also understood our financial position and made the process affordable as well as low monthly cost means it truly is value adding.

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Taryn Smit

Having immigrated I needed assistance to handle my compliance affairs with FSCA. Regserv went out their way to ensure the process of closing down was done with care and attention. 

They even went as far as to assist my staff with staying fit & Proper and starting new ventures. They really go above and beyond. Thanks Regserv. 


Roger Byrne